LT
Laurence B. Turell
PARK AVENUE SECURITIES LLC
Boca Raton, FL 33496
Some features on this profile are disabled
CRD#: 4038139
LT
Professional summary
Laurence B Turell, who also goes by Laurence Bennett Turell, is a registered financial professional currently at PARK AVENUE SECURITIES LLC located in Boca Raton, Florida.
Laurence is registered as a RR (Registered Representative) and started their career in finance in 2001. Laurence has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Laurence Bennett Turell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Health insurance-Products not offered by the Guardian, Start: 11/16/2013, Address: 990 Stewart Ave. Garden City NY 11530, Hrs per month - tot/bus: 20/10, Investment related, >10% annual compensation, 2. Outside Insurance Sales-Insurance Sales other than Guardian, Start: 11/16/2013, Address: 990 Stewart Ave. Garden City NY 11530, 10 bus hrs per month, Investment related, 3) Customized Consulting Services Inc- corporation formed to process the group health insurance Start: 03/01/2020, Address: 990 Stewart ave, Garden City NY 11530, 40 total hours per month 20 during securities trading hours, Investment related, > than 10% annual compensation, 4) Executor for Aunt, Start: 11/27/2023, Address: n/a, 0 total hours per month, Not investment related, No annual compensation,
CRS (Client Relationship Summary) - BD
Click below to view Laurence B Turell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 5770 Nw 39th Way, Boca Raton, FL 33496RIA
BD
CRD#: 46173
Boca Raton, FL
Past
April 16, 2021 - May 14, 2024
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
GARDEN CITY, NY
Past
October 9, 2006 - November 11, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
UNIONDALE, NY
Past
February 21, 2001 - October 18, 2004
RAMPART FINANCIAL SERVICES, INC.
BD
CRD#: 43294
DOYLESTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/24/2014)
RR
California(12/16/2013)
RR
Connecticut(3/23/2018)
RR
Delaware(10/6/2016)
RR
Florida(1/31/2014)
RR
Maryland(12/16/2013)
RR
Minnesota(11/10/2016)
RR
Nevada(11/18/2022)
RR
New Jersey(1/2/2014)
RR
New York(12/19/2013)
RR
North Carolina(4/4/2014)
RR
Pennsylvania(4/14/2014)
RR
South Carolina(7/23/2019)
RR
Texas(7/6/2015)
RR
Virginia(12/11/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Boca Raton, FL 33496TRUST BUT VERIFY
Monitor Laurence Turell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
