Herbert C. Kurlan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert Charles Kurlan was a registered financial advisor .
Herbert is a previously registered financial advisor and started their career in finance in 1999. Herbert had worked at 5 firms and has passed the Series 63, Series 65, Series 3, Series 55, Series 7, Series 24, Series 27, Series 30, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2009 - March 9, 2013
SAGETRADER, LLC
May 2, 2008 - July 28, 2008
MCBARRON CAPITAL LLC
August 15, 2007 - February 6, 2008
ARJENT LTD.
November 6, 2006 - March 22, 2013
SAGETRADER, LLC
September 6, 2006 - February 27, 2014
VTRADER PRO, LLC
December 10, 1999 - December 18, 2006
VTRADER, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/30/2007
Limited Representative-Equity Trader ExamCurrent Firm
SAGETRADER, LLC
CRD#: 137862 / SEC#: , 8-67169
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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