Kellie G. Beiers

ASPEN WEALTH STRATEGIES

Arvada, CO 80002

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CRD#: 4038008

Professional summary

Kellie G Beiers, who also goes by Kellie J Gibbs, Kellie J Gibbs Beiers, Kellie J Gibbs/beiers, is a registered financial advisor currently at ASPEN WEALTH STRATEGIES, LLC located in Arvada, Colorado.

Kellie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kellie has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kellie J Gibbs | Kellie J Gibbs Beiers | Kellie J Gibbs/beiers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kellie G Beiers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2023 - Present

ASPEN WEALTH STRATEGIES, LLC

Office #1: 8333 Ralston Road, Suite 2, Arvada, CO 80002

RIA

CRD#: 307424

Arvada, CO

Past

January 20, 2017 - January 6, 2025

CHASEFIELD CAPITAL INC.

RIA

CRD#: 173912

LAKEWOOD, CO

Past

March 26, 2004 - July 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DENVER, CO

Past

March 26, 2004 - July 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DENVER, CO

Past

September 19, 2003 - April 2, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

August 29, 2003 - April 2, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 26, 2000 - September 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN WEALTH STRATEGIES, LLC

ASPEN WEALTH PLANNING | ASPEN WEALTH STRATEGIES, LLC

CRD#: 307424 / SEC#: 801-119473

RIA

Registered Investment Advisory firm - (9/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/25/2000

General Securities Representative Examination

Current Firm

ASPEN WEALTH STRATEGIES, LLC

ASPEN WEALTH PLANNING | ASPEN WEALTH STRATEGIES, LLC

CRD#: 307424 / SEC#: 801-119473

RIA

Registered Investment Advisory firm - (9/17/2020 Approved)

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Contact information

Main Address

8333 Ralston Road, Suite 2, Arvada, CO 80002

Mailing Address

Phone number

(303) 421-1113

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASPEN WEALTH DISCLOSURE BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	1,142
AUM (Assets Under Management)	$ 279,717,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kellie G. Beiers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kellie G Beiers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHASEFIELD CAPITAL INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ASPEN WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/2017

Series 66

Date: 3/7/2005

Series 7

Date: 1/25/2000

Current Firm

ASPEN WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPEN WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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