Lawrence J. Singleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Joseph Singleton III was a registered financial advisor .
Lawrence is a previously registered financial advisor and started their career in finance in 1999. Lawrence had worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2012 - November 13, 2012
TNP SECURITIES, LLC
December 2, 2011 - July 24, 2012
DOMINION INVESTMENT ADVISORS, LLC
January 20, 2010 - December 2, 2011
MCL FINANCIAL GROUP, INC.
August 16, 2006 - October 13, 2011
VC/RE FUND MANAGER, LLC
June 24, 2003 - June 14, 2011
MCL FINANCIAL GROUP, INC.
June 20, 2003 - June 24, 2003
GRUBB & ELLIS SECURITIES, INC.
November 24, 1999 - July 17, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TNP SECURITIES, LLC
CRD#: 149178 / SEC#: , 8-68119
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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