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Patrick M. Malloy

CAPSOUTH WEALTH MANAGEMENT
Brookhaven, GA
Some features on this profile are disabled
CRD#: 4037548
PM

Professional summary

Patrick Michael Malloy, CFP®, who also goes by Pat Malloy, is a registered financial advisor currently at CAPSOUTH WEALTH MANAGEMENT located in Brookhaven, Georgia.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Patrick has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Pat Malloy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Malloy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

March 23, 2026 - Present

CAPSOUTH WEALTH MANAGEMENT

RIA
CRD#: 132517
Brookhaven, GA
Past

December 12, 2025 - February 10, 2026

WAYPOINT WEALTH COUNSEL LLC

RIA
CRD#: 171822
Atlanta, GA
Past

February 10, 2015 - December 2, 2025

WELA STRATEGIES, INC.

RIA
CRD#: 147762
ATLANTA, GA
Past

February 10, 2015 - December 2, 2025

CAPITAL INVESTMENT ADVISORS, LLC

RIA
CRD#: 158055
ATLANTA, GA
Past

February 22, 2013 - January 12, 2015

CETERA ADVISORS LLC

RIA
CRD#: 10299
ATLANTA, GA
Past

February 21, 2013 - January 12, 2015

CETERA ADVISORS LLC

BD
CRD#: 10299
ATLANTA, GA
Past

October 16, 2012 - January 24, 2013

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
ATLANTA, GA
Past

September 20, 2012 - January 24, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ATLANTA, GA
Past

May 14, 2012 - June 8, 2012

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

October 8, 2010 - June 8, 2012

CURIAN CLEARING, LLC

BD
CRD#: 132938
DENVER, CO
Past

April 15, 2004 - September 14, 2010

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

September 2, 2003 - May 5, 2004

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

June 27, 2000 - October 15, 2002

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

October 25, 1999 - January 13, 2000

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPSOUTH WEALTH MANAGEMENT
CAPSOUTH PARTNERS, INC. | CAPTRUST PARTNERS | CAPTRUST FINANCIAL ADVISORS, INC. | CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517 / SEC#: 801-63509

RIA
Registered Investment Advisory firm - (9/10/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(3/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/11/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/10/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/12/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/22/1999
General Securities Representative Examination

Current Firm

CW
CAPSOUTH WEALTH MANAGEMENT
CAPSOUTH PARTNERS, INC. | CAPTRUST PARTNERS | CAPTRUST FINANCIAL ADVISORS, INC. | CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517 / SEC#: 801-63509

RIA
Registered Investment Advisory firm - (9/10/2004 Approved)
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Contact information

Main Address
2216 W. Main Street, Dothan, AL 36301
Mailing Address
Phone number
(334) 673-8600
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPSOUTH PARTNERS, INC. DISCLOSURE BROCHURE PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,509
AUM (Assets Under Management)$ 884,373,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517Brookhaven, GA

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