David A. Basinger
NATIONS FINANCIAL GROUP
Phoenix, AZ 85044
Some features on this profile are disabled
CRD#: 4037184
Professional summary
David Alfred Basinger, CFP®, who also goes by David A Basinger, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Phoenix, Arizona.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David A Basinger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BASINGER INVESTMENT GROUP, LLC. 5010 EAST WARNER RD., STE 212 PHOENIX, AZ 85044. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS IS OWNER. STARTED 5/23/2008. SPEND APPROX. 172 HRS PER MONTH ON BUSINESS, 172 HRS DURING TRADING. DUTIES ARE OF DBA TO OFFER INVESTMENT AND ADVISORY SERVICES TO CLIENTS AS WELL AS FIXED INSURANCE SALES AND SERVICE// ARIZONA COMMUNITY CHURCH. 9325 S RURAL RD. TEMPE, AZ 85284. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS COMMUNITY OUTREACH. POSITION IS CHAIRMAN. STARTED IN 2O014. SPEND APPROC 10 HRS/MONTHT ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE TO SET AGENDA, BUINESS ACTIVITES OF CHURC, MINISTER TO CONGREGATION
CRS (Client Relationship Summary) - RIA
Click below to view David Alfred Basinger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Alfred Basinger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
September 28, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 5010 East Warner Rd. Suite 212, Phoenix, AZ 85044RIA
BD
CRD#: 44181
Phoenix, AZ
Current
September 18, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 5010 East Warner Rd. Suite 212, Phoenix, AZ 85044RIA
BD
CRD#: 44181
Phoenix, AZ
Past
May 23, 2008 - September 21, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
PHOENIX, AZ
Past
May 23, 2008 - September 21, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
PHOENIX, AZ
Past
August 20, 2007 - May 28, 2008
EDWARD JONES
RIA
CRD#: 250
TEMPE, AZ
Past
December 3, 1999 - May 28, 2008
EDWARD JONES
BD
CRD#: 250
TEMPE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2020)
IAR
Arizona(9/28/2020)
RR
Arkansas(9/18/2020)
RR
California(9/18/2020)
RR
Colorado(9/18/2020)
RR
Florida(9/18/2020)
RR
Indiana(9/18/2020)
RR
Louisiana(7/23/2021)
RR
Maine(9/18/2020)
RR
Maryland(9/18/2020)
RR
Massachusetts(9/18/2020)
RR
New York(9/18/2020)
RR
Ohio(9/18/2020)
RR
Oklahoma(9/18/2020)
RR
Texas(9/18/2020)
IAR
Texas(2/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
