Charles Joseph Root Jr
CFP®Professional Summary
Charles Joseph Root JR, CFP®, who also goes by Chuck Root Jr, is a registered financial advisor currently at DOUBLE EAGLE FINANCIAL located in Santa Rosa, California. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Charles has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chuck Root Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
DOUBLE EAGLE FINANCIAL | ROOT, CHARLES J. JR. | DOUBLE EAGLE FINANCIAL CORP
Contact Information
Main Address
Santa Rosa, CAMailing Address
Po Box 2790, Santa Rosa, CA 95405Phone Number
(707) 477-2045# of Employees
1Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/1/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed May 1969Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Charles Joseph Root JR's CRS (Customer Relationship Summary).
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