Charles J. Root

DOUBLE EAGLE FINANCIAL

Santa Rosa, CA

Some features on this profile are disabled

CRD#: 403716

Professional summary

Charles Joseph Root JR, CFP®, who also goes by Chuck Root Jr, is a registered financial advisor currently at DOUBLE EAGLE FINANCIAL located in Santa Rosa, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Charles has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Root Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

8/10/2015 - NO BUSINESS NAME - Investment Related - 2821 Yuma Court, Santa Rosa, CA 95403 - Real Estate Rental - START 06/01/2005 - 2 Hours Per Month/0 Hours During Securities Trading - We inherited this rental 11 years ago, and it is rented to our housekeeper for at market rent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Root JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 1, 2018 - Present

DOUBLE EAGLE FINANCIAL

RIA

CRD#: 137331

Santa Rosa, CA

Past

November 19, 1996 - October 25, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA ROSA, CA

Past

May 12, 1995 - October 25, 2024

LPL FINANCIAL LLC

CRD#: 6413

SANTA ROSA, CA

Past

January 4, 1993 - May 3, 1995

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

July 7, 1982 - December 31, 1990

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

August 26, 1980 - June 17, 1982

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

Past

July 5, 1977 - December 28, 1983

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Past

January 24, 1975 - July 19, 1975

M. H. DECKARD & CO., INC.

CRD#: 539

Past

January 4, 1974 - February 1, 1975

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

June 27, 1972 - February 7, 1974

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Past

December 29, 1970 - June 30, 1972

SPECTRUM FINANCIAL GROUP, INC.

CRD#: 948

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 5/16/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Current Firm

DOUBLE EAGLE FINANCIAL

DOUBLE EAGLE FINANCIAL | ROOT, CHARLES J. JR. | DOUBLE EAGLE FINANCIAL CORP

CRD#: 137331 / SEC#:

California

Registered Investment Advisory firm - (6/7/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Santa Rosa, CA

Mailing Address

Po Box 2790, Santa Rosa, CA 95405

Phone number

(707) 477-2045

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles J. Root

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Root JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ARAGON FINANCIAL SERVICES, INC.

PLANNED INVESTMENTS INC.

PROTECTED INVESTORS OF AMERICA

HOME LIFE INSURANCE COMPANY

M. H. DECKARD & CO., INC.

SOUTHMARK FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

SPECTRUM FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/1996

Series 63

Date: 10/31/1996

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 5/16/1969

Series 24

Date: 1/2/2023

Current Firm

DOUBLE EAGLE FINANCIAL

Contact information

Documents

Red Flags

Company Information

DOUBLE EAGLE FINANCIAL

TRUST BUT VERIFY

Contact information

Similar Advisors