Michael H. Oliver

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years registered in the securities industry

Current & Past Employments

Current

JANNEY MONTGOMERY SCOTT LLCCurrent·CRD# 463

RIA

BD

1116 Main Road Suites 1 & 2, Riverhead, NY 11901

October 13, 2017 - Present

JANNEY MONTGOMERY SCOTT LLCCurrent·CRD# 463

RIA

BD

1116 Main Road Suites 1 & 2, Riverhead, NY 11901

October 11, 2017 - Present

Past

MORGAN STANLEYPast·CRD# 149777

RIA

Riverhead, NY

June 1, 2009 - October 12, 2017

MORGAN STANLEYPast·CRD# 149777

BD

Riverhead, NY

June 1, 2009 - October 12, 2017

MORGAN STANLEY & CO. LLCPast·CRD# 8209

RIA

Melville, NY

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLCPast·CRD# 8209

BD

Melville, NY

April 2, 2007 - June 1, 2009

MORGAN STANLEY DW INC.Past·CRD# 7556

RIA

Smithtown, NY

September 22, 2006 - April 2, 2007

MORGAN STANLEY DW INC.Past·CRD# 7556

BD

Smithtown, NY

September 22, 2006 - April 2, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

RIA

Riverhead, NY

April 13, 2004 - October 2, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

BD

Riverhead, NY

July 25, 2000 - October 2, 2006

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Current Firm

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC

CRD#: 463 / SEC#: 801-7258, 8-462

RIA

Registered Investment Advisory firm - SEC (3/8/1971 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1717 Arch Street, Philadelphia, PA 19103

Mailing Address

1717 Arch Street, Philadelphia, PA 19103

Phone Number

(215) 665-6000

Established

Delaware since 08/27/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

2,404

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

JANNEY MONTGOMERY SCOTT WRAP FEE DISCLOSURE BROCHURE (6/30/2026)

JANNEY MONTGOMERY SCOTT INVESTMENT MANAGEMENT DISCLOSURE BROCHURE (6/30/2026)

Direct owners and executive officers

Name	Position	CRD#
JUNE PURCHASER LLC	OWNER	—
DOWNEY, DANEEN ELIZABETH	DEPUTY GENERAL COUNSEL	4758790
FUSCO, CHRISTOPHER	ROSFP	5858082
HALL, CAROLINE KATHRYNE	CHIEF COMPLIANCE OFFICER	6342772
HRICKO, MICHAEL J	CHIEF FINANCIAL OFFICER	4509746
LEMPA, JESSICA ELLEN	IA CCO	5276453
MCSHEA, GREGORY BURNS	GENERAL COUNSEL	2870963
MILLER, ANTHONY MATTHEW	DIRECTOR, PRESIDENT AND CEO	4597116
MULLAN, DAVID MICHAEL	PRINCIPAL OPERATIONS OFFICER	2739186
REED, KEVIN JUDE	EXECUTIVE OFFICER	2105832
RIGGI, BRETT STEPHAN	CHIEF OPERATING OFFICER	4462496

Regulatory Assets Under Management

Total Number of Accounts

243,808

AUM (Assets Under Management)

$110,113,690,076

Disclosures

Regulatory Event

54

Arbitration

67

Bond

1

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2026	Cover Page	Report
11/07/2025	Cover Page	Report
03/21/2025	Cover Page	Report
10/09/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mattituck Booster Club, Not investment related, 585 Donna Dr., Matituck, NY 11952; Position/Title: Board Member/President; Duties: Responsible for selecting the initial board members, organizing meetings Keep the books and participate in board meetings allocating funds to various school sports programs; Devotes 2 hours/month; Start 02/26/2018; Not compensated. 2) Self Published Author, Mattituck, NY. Author (08/2025). Not investment related, sales proceeds, 4 hours/month. 3) True Light Church; the board makes all decisions regarding church business, financial and ministries; 31095 Main Rd. Cutchogue, NY 11935; Board member; 10 hrs/month; 0.10 hrs/day; I was nominated to serve on the board of my church. There are three board members plus the pastor. the board members have check signing ability but all financial transactions require dual signatures; Investment-related. 4) Mattituck Fire Department, Mattituck, NY. Fire Fighter and Medical Rescuer: respond to fires, MVAs and medical emergencies after work hours. Not compensated, not investment related, 35 hrs./month, 01/2022. 5) Mattituck Cutchogue Athletic Booster Club, Mattituck, NY. Provide financial support to the school's student athletes and teams. Not investment related, not compensated, 5 hours./month. 6) Mattituck Fire Department, Mattituck, NY. Department Secretary (02/2025) - responsible for taking minutes at department and association meetings (monthly). Sending our correspondence and reading correspondence at monthly meetings. Compensated, not investment related, 4 hour/month.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC

CRD#: 463 / SEC#: 801-7258, 8-462

RIA

Registered Investment Advisory firm - SEC (3/8/1971 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(10/11/2017)

RR

Arkansas
(10/11/2017)

RR

California
(10/11/2017)

RR

Colorado
(10/12/2017)

RR

Connecticut
(10/11/2017)

RR

Delaware
(10/11/2017)

RR

District of Columbia
(10/11/2017)

RR

Florida
(10/11/2017)

RR

Georgia
(10/11/2017)

RR

Illinois
(10/11/2017)

RR

Maine
(10/11/2017)

RR

Maryland
(10/11/2017)

RR

Massachusetts
(10/11/2017)

RR

Missouri
(10/11/2017)

RR

Montana
(10/11/2017)

RR

Nebraska
(5/8/2021)

RR

New Hampshire
(10/11/2017)

RR

New Jersey
(10/11/2017)

IAR

New Jersey
(10/13/2017)

RR

New Mexico
(10/11/2017)

RR

New York
(10/11/2017)

IAR

New York
(4/20/2021)

RR

North Carolina
(10/11/2017)

RR

Ohio
(10/11/2017)

RR

Pennsylvania
(10/11/2017)

RR

Rhode Island
(9/19/2019)

RR

South Carolina
(10/11/2017)

RR

Tennessee
(10/11/2017)

RR

Texas
(10/11/2017)

RR

Utah
(8/19/2019)

RR

Vermont
(10/11/2017)

RR

Virginia
(10/11/2017)

RR

Washington
(10/11/2017)

RR

Wyoming
(10/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.