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Ben M. Widders

Some features on this profile are disabled
CRD#: 4036822
BW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ben Manuel Widders, who also goes by Ben Widders, Bernardino Manuel Rosales Widders, was a registered financial professional .

Ben is a previously registered financial professional and started their career in finance in 2001. Ben had worked at 7 firms and has passed the Series 63, Series 66, Series 6TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ben Widders | Bernardino Manuel Rosales Widders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 4, 2019 - January 31, 2020

ARBOR COURT CAPITAL, LLC

BD
CRD#: 143839
BROADVIEW HEIGHTS, OH
Past

January 18, 2019 - February 4, 2020

INNOVATIVE PORTFOLIOS LLC

RIA
CRD#: 281382
Newhall, CA
Past

February 11, 2015 - February 3, 2020

SHEAFF BROCK INVESTMENT ADVISORS, LLC

RIA
CRD#: 118739
Saugus, CA
Past

July 2, 2014 - February 3, 2015

WORTHPOINTE

RIA
CRD#: 143996
RAMONA, CA
Past

September 15, 2009 - September 10, 2013

EP WEALTH ADVISORS

RIA
CRD#: 111147
TORRANCE, CA
Past

January 21, 2004 - June 4, 2009

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
WOODLAND HILLS, CA
Past

January 21, 2004 - June 4, 2009

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WOODLAND HILLS, CA
Past

December 12, 2002 - January 16, 2004

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

January 26, 2001 - February 28, 2001

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/5/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/27/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/17/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/2001
General Securities Representative Examination

Current Firm

AC
ARBOR COURT CAPITAL, LLC
ARBOR COURT CAPITAL, LLC

CRD#: 143839 / SEC#: , 8-67609

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
8000 Town Centre Drive Suite 400, Broadview Heights, OH 44147
Mailing Address
8000 Town Centre Drive Suite 400, Broadview Heights, OH 44147
Phone number
(440) 922-0066
Established
Ohio since 11/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GETTS, GREGORY BRAINARDCFO, FINANCIAL PRINCIPAL, PRESIDENT1300527
MILCINOVIC, STEVEN ANTHONYCCO, FINANCIAL PRINCIPAL6435702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARBOR COURT CAPITAL, LLC

CRD#: 143839

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