Garrett A. Uhl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garrett August Uhl, who also goes by Gus Uhl, was a registered financial professional .
Garrett is a previously registered financial professional and started their career in finance in 1999. Garrett had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2011 - April 22, 2016
SUMMIT PORTFOLIO ADVISORS, LLC
April 20, 2004 - August 26, 2005
PORTFOLIO BROKERAGE SERVICES, INC.
March 21, 2002 - May 6, 2003
FOUNDERS ASSET MANAGEMENT LLC
November 11, 1999 - April 25, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT PORTFOLIO ADVISORS, LLC
CRD#: 134092 / SEC#: 801-70098
Contact information
Red Flags
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