Guillermo J. Socarras

GENTRUST

Miami, FL 33131

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CRD#: 4036701

Professional summary

Guillermo Jorge Socarras, who also goes by Gui Socarras, Guillermo J. Socarras, is a registered financial advisor currently at GENTRUST located in Miami, Florida.

Guillermo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Guillermo has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gui Socarras | Guillermo J. Socarras

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A PRINCIPAL OF GENTRUST, LLC AND CATENARY ASSET MANAGEMENT, LLC (REGISTERED INVESTMENT ADVISERS). THE ADDRESS IS 1450 BRICKELL AVENUE, SUITE 3050 MIAMI, FL 33131 WE PROVIDE WEALTH MANAGEMENT SERVICES TO HIGH NET WORTH INDIVIDUALS. I STARTED AT GENTRUST IN 12/2011 AND WORK 200HR/MONTH ON THE BUSINESS. CATENARY IS AN AFFILIATE OF GENTRUST (THROUGH COMMON OWNERSHIP) AND FOCUSES ON ALTERNATIVE INVESTMENTS. I AM A PASSIVE INVESTOR IN CATENARY ASSET MANAGEMENT, LLC AND NOT INVOLVED IN THE DAY TO DAY MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guillermo Jorge Socarras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2012 - Present

GENTRUST

Office #1: 1450 Brickell Avenue Suite 3050, Miami, FL 33131

RIA

CRD#: 158369

Miami, FL

Past

December 8, 1999 - December 13, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CORAL GABLES, FL

Past

December 7, 1999 - December 13, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CORAL GABLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENTRUST

GENTRUST | GENTRUST, LLC | GENTRUST WEALTH MANAGEMENT, LLC

CRD#: 158369 / SEC#: 801-72707

RIA

Registered Investment Advisory firm - (10/5/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/28/2012)

IAR

Texas
(12/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/1999

General Securities Representative Examination

Current Firm

GENTRUST

GENTRUST | GENTRUST, LLC | GENTRUST WEALTH MANAGEMENT, LLC

CRD#: 158369 / SEC#: 801-72707

RIA

Registered Investment Advisory firm - (10/5/2011 Approved)

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Contact information

Main Address

1450 Brickell Avenue Suite 3050, Miami, FL 33131

Mailing Address

Phone number

(305) 677-6688

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENTRUST PART 2A BROCHURE MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,667
AUM (Assets Under Management)	$ 4,460,903,724

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
08/26/2024	Cover Page	Report
11/27/2023	Cover Page	Report
08/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Guillermo J. Socarras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guillermo Jorge Socarras's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENTRUST

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GENTRUST

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2000

Series 7

Date: 12/6/1999

Current Firm

GENTRUST

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GENTRUST

TRUST BUT VERIFY

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