Maria E. Isaza

LARRAINVIAL SECURITIES US LLC

Miami, FL 33131

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CRD#: 4036670

Professional summary

Maria Elena Isaza, who also goes by Marielena Isaza, Maria E Isaza Paredes, Maria Elena Isaza Paredes, Maria Elena Isaza, Maria Paredes, is a registered financial professional currently at LARRAINVIAL SECURITIES US LLC located in Miami, Florida.

Maria is registered as a RR (Registered Representative) and started their career in finance in 1999. Maria has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marielena Isaza | Maria E Isaza Paredes | Maria Elena Isaza Paredes | Maria Elena Isaza | Maria Paredes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maria Elena Isaza's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2024 - Present

LARRAINVIAL SECURITIES US LLC

Office #1: 1111 Brickell Ave Suite 2125, Miami, FL 33131

CRD#: 152424

Miami, FL

Past

July 26, 2022 - December 31, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Miami, FL

Past

July 11, 2013 - April 26, 2022

SCHRODER FUND ADVISORS LLC

CRD#: 24129

MIAMI, FL

Past

October 14, 2009 - May 20, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

January 5, 2004 - July 31, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

December 17, 1999 - July 31, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/7/2024)

California
(2/7/2024)

Florida
(2/7/2024)

New York
(2/7/2024)

Texas
(2/7/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/19/2021

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

LARRAINVIAL SECURITIES US LLC

CRD#: 152424 / SEC#: , 8-68452

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

El Bosque Norte 0177, Las Condes Santiago 7550100

Mailing Address

400 Madison Avenue Suite 5c, New York, NY 10017

Phone number

562 2339-8562

Established

Delaware since 11/02/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LARRAIN VIAL SPA	MANAGING MEMBER
CHIN, PHYLLIS NYUK FAH	FINOP	6250921
LARRAIN, CLAUDIO PATRICIO	CEO	5742665
MATTIELLI, LOUIS DOMENIC	CHIEF COMPLIANCE OFFICER	1074096
SKINNER, LUIS FRANCISCO	CO-CCO	5742669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maria E. Isaza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maria Elena Isaza's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

SCHRODER FUND ADVISORS LLC

GOLDMAN SACHS & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1999

Series 26

Date: 7/19/2021

FINRA

Current Firm

LARRAINVIAL SECURITIES US LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LARRAINVIAL SECURITIES US LLC

TRUST BUT VERIFY

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