SB
Sarah E. Brown
EAGLE STRATEGIES LLC
BOISE, ID 83703
Some features on this profile are disabled
CRD#: 4036630
SB
Professional summary
Sarah Ellen Brown, who also goes by Sarah Ellen Kearns, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Boise, Idaho and NYLIFE SECURITIES LLC located in Boise, Idaho.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sarah has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Ellen Kearns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 3371 NO LAKEHARBOR LANE, BOISE, ID 83703; START DATE: 02/2003; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 2 HRS PER MONTH] [3M Properties, LLC; 3M Properties owns the office building that is occupied by myself and at times other New York Life agents.; 1796 Trout Rd Eagle ID 83616; Start Date 07/2014; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; OWNER-OPERATOR] [Eagle Church of the Nazarene - Finance Committee; 1001 W State St Eagle, ID 83616; Start Date 06/2016; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF S. E. BROWN AND GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; BOISE, ID; START DATE: 08/2016] [Brown Trifecta LLC; Brown Trifecta LLC sole purpose is to manage a town house purchased in Nampa Idaho to be used as a rental.; 8 Condor Circle Boise ID 83716; Start Date 05/2024; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Ellen Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2007 - Present
EAGLE STRATEGIES LLC
Office #1: 3371 North Lakeharbor Lane, Boise, ID 83703RIA
CRD#: 110826
BOISE, ID
Current
October 7, 2004 - Present
NYLIFE SECURITIES LLC
Office #1: 3371 North Lakeharbor Lane, Boise, ID 83703BD
CRD#: 5167
Boise, ID
Past
January 1, 2002 - March 26, 2004
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
BOISE, ID
Past
November 24, 1999 - March 26, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/19/2013)
RR
California(9/15/2011)
RR
Colorado(5/19/2025)
RR
Florida(6/7/2018)
RR
Hawaii(9/12/2018)
RR
Idaho(10/7/2004)
IAR
Idaho(4/18/2007)
RR
Louisiana(9/5/2025)
RR
Montana(8/7/2019)
RR
Nevada(3/10/2020)
RR
New Mexico(4/4/2025)
RR
New York(11/24/2020)
RR
Ohio(11/6/2025)
RR
Oregon(10/7/2004)
RR
South Carolina(6/7/2021)
RR
Tennessee(11/17/2023)
RR
Texas(3/24/2015)
RR
Utah(9/8/2011)
RR
Virginia(11/25/2015)
RR
Washington(10/7/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
