Patrick J. Rooney
Professional summary
Patrick Joseph Rooney was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Patrick had worked at 10 firms, which includes PROVIDENCE SECURITIES INC., ROONEY PACE ENERGY CORP., STATE STREET SECURITIES INC., ROONEY PACE INC., ROSS STEBBINS INC., BAIRD PATRICK & CO. INC., BRUNS NORDEMAN REA & CO., B W A INCORPORATED, A. T. BROD & CO. INC., EDWARDS & HANLY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1983 - September 9, 1985
PROVIDENCE SECURITIES, INC.
November 18, 1981 - October 5, 1982
ROONEY, PACE ENERGY CORP.
June 21, 1979 - January 4, 1984
STATE STREET SECURITIES, INC.
July 21, 1978 - September 27, 1985
ROONEY, PACE INC.
March 11, 1977 - October 6, 1978
ROSS, STEBBINS INC.
August 23, 1974 - January 21, 1977
BAIRD, PATRICK & CO., INC.
March 5, 1973 - August 31, 1974
BRUNS, NORDEMAN, REA & CO.
November 10, 1972 - April 8, 1973
B W A INCORPORATED
May 22, 1972 - December 26, 1972
A. T. BROD & CO. INC.
June 19, 1970 - April 1, 1972
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/20/1970
Registered Representative ExaminationCurrent Firm
PROVIDENCE SECURITIES, INC.
CRD#: 14119 / SEC#: , 8-30274
Contact information
Documents
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