Cristina H. Kepner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cristina Hunter Kepner, who also goes by Cristina Dalide Hunter, Christina Hunter Kepner, Christina D Lahey, Cristina Dalide Lahey, Cristina Dalide Rooney, was a registered financial professional .
Cristina is a previously registered financial professional and started their career in finance in 1970. Cristina had worked at 2 firms and has passed the Series 63, Series 41, Series 7, Series 000, Series 1, Series 24, Series 14, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 1978 - March 22, 2001
INVEMED ASSOCIATES LLC
May 11, 1970 - January 26, 1975
R W PRESSPRICH & CO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 4/21/1984
NYSE Allied Member ExaminationSeries 000
Date: 5/4/1970
General Securities Principal ExaminationSeries 1
Date: 5/4/1970
Registered Representative ExaminationCurrent Firm
INVEMED ASSOCIATES LLC
CRD#: 6728 / SEC#: , 8-18082
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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