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CK

Cristina Hunter Kepner

CRD# 403641·Registered 1970 - 2001
Previously Registered: Being a previously registered professional could mean that Cristina is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cristina Hunter Kepner, who also goes by Cristina Dalide Hunter, Christina Hunter Kepner, Christina D Lahey, Cristina Dalide Lahey, Cristina Dalide Rooney, was a registered financial advisor. Cristina was a previously registered financial professional and started their career in finance 1970 - 2001. Cristina had worked at 2 firms and has passed the Series 63, Series 41, Series 7, Series 000, Series 1, Series 24, Series 14, Series 27 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cristina Dalide Hunter, Christina Hunter Kepner, Christina D Lahey, Cristina Dalide Lahey, Cristina Dalide Rooney

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

INVEMED ASSOCIATES LLC·CRD# 6728
BD
New York, NY
February 22, 1978 - March 22, 2001
R W PRESSPRICH & CO INCORPORATED·CRD# 1000001
BD
May 11, 1970 - January 26, 1975

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Current Firm

IA
INVEMED ASSOCIATES LLC

INVEMED ASSOCIATES LLC | INVEMED ASSOCIATES, INCORPORATED

CRD#: 6728 / SEC#: 8-18082
BD
Terminated by SEC on 05/25/2021

Contact Information

Established

New York since 03/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
INVEMED SECURITIES, INC.MEMBER—
BARAN, JOHN STANLEYMANAGER/SENIOR VP/ CFO/CCO/SECRETARY1563209
LANGONE, KENNETH GERARDMANAGER/PRESIDENT302133

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1984About the Series 63 exam

Series 41 — NYSE Allied Member Examination

Passed Apr 1984

Series 7 — General Securities Representative Examination

Passed May 1978About the Series 7 exam

Series 000 — General Securities Principal Examination

Passed May 1970

Series 1 — Registered Representative Examination

Passed May 1970

Series 24 — General Securities Principal Examination

Passed Apr 1995About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Feb 1992About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1984About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1984About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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