GG
George M. Gardner
DB & C ADVISORS
Holland, MI 49423
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CRD#: 4036150
GG
Professional summary
George Malcolm Gardner JR. is a registered financial advisor currently at DB & C ADVISORS, LLC located in Holland, Michigan.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. George has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/27/2010 - DEBOER, BAUMANN & COMPANY PLC - ACCOUNTING FIRM - CPA PARTNER - PARTNER IN ACCOUNTING FIRM PLC - 90% OF TIME SPENT 2. 09/27/2010 - ACT IN A FIDUCIARY CAPACITY - SUCCESSOR TRUSTEE FOR NON-SECURITIES CLIENTS. DURABLE POA FOR NON-SECURITIES CLIENTS. 3RD SUCESSOR CO-TRUSTEE FOR NON SECURITIES CLIENTS. 3. 11/08/2011 - DB & C PROPERTIES LLC - PROPERTY OWNERSHIP - OFFICE OWNERSHIP DBC PROPERTIES I - GRAND HAVEN 110 NORTH 3RD STREET, GRAND HAVEN, MI - 1% OF TIME SPENT 4. 11/08/2011 - DB & C PROPERTIES II - OFFICE OWNERSHIP - PART OWNER HOLLAND OFFICE: 355 SETTLERS ROAD, HOLLAND, MI (DB & C PROPERTIES II) - 1% OF TIME SPENT 5. 12/28/2023 DB&C SOLAR - NOT INVESTMENT RELATED - HOLLAND, MI, INVESTMENT IN, INSTALLATION AND MANAGEMENT OF SOLAR EQUIPMENT, MEMBER - 1% OF TIME SPENT- NO TIME SPENT DURING TRADING HOURS. - DUTIES - OWNERSHIP, INSTALLATION, AND PROFIT MANAGEMENT OF SOLAR PANELS INSTALLED ON DEBOER, BAUMANN, & COMPANY PROPERTY. 6. 03/19/2013 - DB & C ADVISORS, LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) DB & C ADVISORS, LLC - DB & C ADVISORS WILL OFFER ASSET MANAGEMENT SERVICES AND FINANCIAL PLANNING. WE WILL CHARGE AN ASSET BASED FEE FOR THESE SERVICES. - 25% OF TIME SPENT - HOLLAND, MI 7. 10/17/2013 - DBA ONLY - DB & C INVESTMENT SERVICES, LLC - HOLLAND, MI
CRS (Client Relationship Summary) - RIA
Click below to view George Malcolm Gardner JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2011 - Present
DB & C ADVISORS, LLC
Office #1: 355 Settlers Road Suite 310, Holland, MI 49423RIA
CRD#: 155645
Holland, MI
Past
September 27, 2010 - June 28, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOLLAND, MI
Past
September 27, 2010 - October 31, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
HOLLAND, MI
Past
June 18, 2010 - September 30, 2010
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
GRAND HAVEN, MI
Past
October 26, 1999 - September 30, 2010
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
GRAND HAVEN, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D&
DB & C ADVISORS, LLC
DB & C ADVISORS, LLC | DB&C ADVISORS, LLC
CRD#: 155645 / SEC#: 801-114290
RIA
Registered Investment Advisory firm - (11/15/2018 Approved)Michigan
Registered Investment Advisory firm - (2/11/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(4/14/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
D&
DB & C ADVISORS, LLC
DB & C ADVISORS, LLC | DB&C ADVISORS, LLC
CRD#: 155645 / SEC#: 801-114290
RIA
Registered Investment Advisory firm - (11/15/2018 Approved)Michigan
Registered Investment Advisory firm - (2/11/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
355 Settlers Road Suite 310, Holland, MI 49423
Mailing Address
Phone number
(616) 355-3455
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 292 |
| AUM (Assets Under Management) | $ 231,102,796 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
