MV
Mark A. Veenstra
DB & C ADVISORS
Holland, MI 49423
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CRD#: 4036098
MV
Professional summary
Mark Allen Veenstra is a registered financial advisor currently at DB & C ADVISORS, LLC located in Holland, Michigan.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 09/17/2010: DEBOER BAUMANN & CO., PLC - Tax Prep/Accounting/CPA - NOT INV REL - At Reported Business Location(s) - Accounting Firm - 95% Time Spent (2) 11/08/2011: DB & C Properties, LLC - Real Estate Rental - INV REL - At Reported Business Location(s) - Office Ownership - Grand Haven office (DB & C Properties, LLC) - 1% Time Spent (3) 12/12/2011: Veenstra Land Company - Real Estate Rental - INV REL - At Reported Business Location(s) - LLC established for land leasing and rental - 1% Time Spent (4) 12/28/2011: DB & C Properties II - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - Office Ownership/Holland Office - 1% Time Spent (5) 12/28/2023 DB&C SOLAR - NOT INVESTMENT RELATED - HOLLAND, MI, INVESTMENT IN, INSTALLATION AND MANAGEMENT OF SOLAR EQUIPMENT, MEMBER - 1% OF TIME SPENT- NO TIME SPENT DURING TRADING HOURS. - DUTIES - OWNERSHIP, INSTALLATION, AND PROFIT MANAGEMENT OF SOLAR PANELS INSTALLED ON DEBOER, BAUMANN, & COMPANY PROPERTY.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Veenstra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2011 - Present
DB & C ADVISORS, LLC
Office #1: 355 Settlers Road Suite 310, Holland, MI 49423RIA
CRD#: 155645
Holland, MI
Past
September 27, 2010 - June 28, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOLLAND, MI
Past
September 27, 2010 - October 31, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
HOLLAND, MI
Past
May 27, 2010 - September 30, 2010
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
HOLLAND, MI
Past
November 9, 1999 - September 30, 2010
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
HOLLAND, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D&
DB & C ADVISORS, LLC
DB & C ADVISORS, LLC | DB&C ADVISORS, LLC
CRD#: 155645 / SEC#: 801-114290
RIA
Registered Investment Advisory firm - (11/15/2018 Approved)Michigan
Registered Investment Advisory firm - (2/11/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(4/14/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
D&
DB & C ADVISORS, LLC
DB & C ADVISORS, LLC | DB&C ADVISORS, LLC
CRD#: 155645 / SEC#: 801-114290
RIA
Registered Investment Advisory firm - (11/15/2018 Approved)Michigan
Registered Investment Advisory firm - (2/11/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
355 Settlers Road Suite 310, Holland, MI 49423
Mailing Address
Phone number
(616) 355-3455
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 292 |
| AUM (Assets Under Management) | $ 231,102,796 |
Red Flags
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Company Information
DB & C ADVISORS, LLC
CRD#: 155645Holland, MI 49423TRUST BUT VERIFY
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