Christian P. Von Allmen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Paul Von Allmen was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1999. Christian had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2025 - August 12, 2026
THE LEADERS GROUP, INC.
December 17, 2024 - August 12, 2026
BONSAI ADVISORS LLC
June 13, 2024 - November 8, 2024
VIRTUE CAPITAL MANAGEMENT, LLC
April 5, 2023 - June 24, 2024
LPL FINANCIAL LLC
October 3, 2022 - March 1, 2023
INDEPENDENT ADVISOR ALLIANCE, LLC
June 23, 2021 - December 14, 2022
GENWEALTH FINANCIAL ADVISORS, LLC
April 16, 2021 - January 9, 2023
LPL FINANCIAL LLC
April 16, 2021 - June 24, 2024
LPL FINANCIAL LLC
January 20, 2021 - April 27, 2021
THE LEADERS GROUP, INC.
April 3, 2020 - February 18, 2021
SILVER OAK SECURITIES, INCORPORATED
November 30, 2013 - March 29, 2016
CURIAN CAPITAL, LLC
March 23, 2001 - December 31, 2003
NATIONAL PLANNING CORPORATION
March 8, 2000 - January 8, 2020
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 27, 1999 - March 8, 2000
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/26/2021
General Securities Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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