Robert F. Cancelli
Professional summary
Robert Francis Cancelli is a registered financial professional currently at CIBC WORLD MARKETS CORP. located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Francis Cancelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2009 - Present
CIBC WORLD MARKETS CORP.
Office #1: 300 Madison Avenue Sixth Floor, New York, NY 10017May 25, 2006 - May 14, 2007
G1 EXECUTION SERVICES, LLC
November 11, 2004 - January 11, 2006
THOMAS WEISEL PARTNERS (USA) INC.
May 18, 2004 - October 18, 2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
February 9, 2004 - April 15, 2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
March 5, 2002 - May 6, 2002
HEARTLAND SECURITIES CORP.
November 9, 1999 - February 1, 2001
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2009)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/1/2000
Limited Representative-Equity Trader ExamCboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
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