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Scott Richard Wright

CRD# 4035719·Registered 2000 - 2020
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Richard Wright was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2000 - 2020. Scott had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

KSB FINANCIAL SERVICES, LLC·CRD# 172553
RIA
Eugene, OR
August 24, 2015 - December 22, 2020
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Eugene, OR
January 3, 2003 - July 6, 2015
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 3, 2003 - July 6, 2015
CIBC WORLD MARKETS CORP.·CRD# 630
RIA
New York, NY
December 20, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
December 19, 2000 - January 3, 2003

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Current Firm

KF
KSB FINANCIAL SERVICES, LLC

KSB FINANCIAL SERVICES, LLC

CRD#: 172553
Oregon
Registered Investment Advisory firm - Oregon (8/24/2015 Approved)

Contact Information

Main Address

1600 Executive Parkway Suite 110, Eugene, OR 97401-7116

Phone Number

(541) 687-1170

# of Employees

11

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 1999About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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