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William T. Powell

INSPEREX LLC
Delray Beach, FL 33483
Some features on this profile are disabled
CRD#: 4035680
WP

Professional summary

William Thomas Powell JR, who also goes by William Thomas Powell, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.

William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

William Thomas Powell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Thomas Powell JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2021 - Present

INSPEREX LLC

Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
BD
CRD#: 101420
Delray Beach, FL
Past

September 11, 2020 - July 12, 2021

280 SECURITIES LLC

BD
CRD#: 284939
Chicago, IL
Past

October 23, 2017 - August 21, 2020

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CHICAGO, IL
Past

July 21, 2014 - October 23, 2017

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
Lisle, IL
Past

September 30, 2011 - July 18, 2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
CHICAGO, IL
Past

September 30, 2011 - July 18, 2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
CHICAGO, IL
Past

April 28, 2011 - September 30, 2011

STONE & YOUNGBERG LLC

RIA
CRD#: 795
CHICAGO, IL
Past

April 27, 2011 - September 30, 2011

STONE & YOUNGBERG LLC

BD
CRD#: 795
CHICAGO, IL
Past

August 28, 2007 - April 15, 2011

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
CHICAGO, IL
Past

August 23, 2007 - April 15, 2011

OAK RIDGE INVESTMENTS, LLC

RIA
CRD#: 107066
CHICAGO, IL
Past

September 13, 2004 - April 23, 2007

FIRST TRUST PORTFOLIOS L.P.

BD
CRD#: 28519
LISLE, IL
Past

July 3, 2000 - December 11, 2002

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(9/6/2022)
RR
Florida
(5/12/2022)
RR
Illinois
(7/1/2021)
RR
Indiana
(10/14/2021)
RR
Mississippi
(11/3/2021)
RR
New York
(5/12/2022)
RR
Ohio
(5/29/2024)
RR
Pennsylvania
(11/30/2021)
RR
Texas
(5/8/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/10/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/27/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/28/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/1/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IL
INSPEREX LLC
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC

CRD#: 101420 / SEC#: , 8-52081

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INSPEREX HOLDINGS LLCMEMBER: VOTING
BUSSCHER, ARNOLD BRADLEYCHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL2213934
CARRELS, CHRISTINE ANNCHIEF MARKETING OFFICER6651750
DEEG, ADITI DAVARECHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP4279152
ELLIOTT, LAURA SUEPRESIDENT2125558
MITCHELL, SCOTT ALEXANDERCHIEF EXECUTIVE OFFICER4717597
NICHOLSON, MARSHALL ALLENHEAD OF STRATEGIC INITIATIVES4585471
PAPAGIANNIS, JAMES JOHNCHIEF COMPLIANCE OFFICER & AMLCO2449960
RHODES, DERYK TREVORHEAD OF WEALTH MANAGEMENT SOLUTIONS4157411
TOLAR, JOHN MHEAD OF FIXED INCOME SALES & TRADING3075402

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INSPEREX LLC

CRD#: 101420Delray Beach, FL 33483

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