Martin J. Lewis
ASHTON THOMAS PRIVATE WEALTH | Finanacial Advisor
Helena, MT 59601
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CRD#: 4034917
Professional summary
Martin James Lewis, who also goes by Martin J. Lewis, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Helena, Montana and ASHTON THOMAS SECURITIES, LLC located in Helena, Montana.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Martin has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Institutional consulting
Philanthropic services
Executive services/Equity comp...
Trust & estate planning
Loans/credit services
Trading individual securities
Financial planning
Retirement planning
What is your current number of clients?
Under 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Martin J. Lewis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DEC 2021; MOUNT HELENA PRIVATE WELATH, INC, HELENA, MT; NON INVESTMENT RELATED; PERSONAL S CORP; OWNER; PERSONAL S CORP FOR LIABILITY AND TAX REPORTING; DEVOTE 0 HRS/MONTH 2. NOV 1990; CERTIFIED PUBLIC ACCOUNTANT CERTIFICATE, HELENA, MT; NON INVESTMENT RELATED; IN-ACTIVE LICENSE; HOLD CPA LICENSE IN-ACTIVE; DEVOTE 0 HRS 3. Ashton Thomas Securities, LLC; Yes, Investment-Related; 200 Canal View Boulevard, Suite 204, Rochester, NY 14623; Broker-Dealer; Registered Representative; 09/02/2025. 4. JULY 2013; UNIVERSITY OF MONTANA TAX INSTITUTE ADVISORY BOARD; NON INVESTMENT RELATED; BOARD MEMBER; ADVISORY BOARD FOR ANNUAL TAX INSTITUTE; DEVOTE 1/2 HR/MONTH DURING NON MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Martin James Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2021 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 825 Great Northern Blvd. Suite 201, Helena, MT 59601RIA
CRD#: 153902
Helena, MT
Current
September 2, 2025 - Present
ASHTON THOMAS SECURITIES, LLC
Office #1: 825 Great Northern Boulevard Suite 201, Helena, MT 59601RIA
BD
CRD#: 16629
Helena, MT
Past
December 2, 2021 - September 4, 2025
M. S. HOWELLS & CO.
BD
CRD#: 104100
HELENA, MT
Past
March 18, 2020 - November 15, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HELENA, MT
Past
February 27, 2020 - November 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HELENA, MT
Past
July 29, 2003 - May 18, 2005
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
HELENA, MT
Past
December 13, 2000 - May 18, 2005
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
January 26, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(11/9/2021)
RR
Colorado(9/2/2025)
IAR
Colorado(9/2/2025)
IAR
Idaho(9/2/2025)
IAR
Montana(11/4/2021)
RR
Montana(9/3/2025)
IAR
Oregon(8/30/2024)
IAR
Texas(12/1/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/27/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Company Information
ASHTON THOMAS PRIVATE WEALTH
Finanacial AdvisorCRD#: 153902Helena, MT 59601TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
