WS
William D. Saplicki
HIBERNIA WEALTH PARTNERS
Dallas, TX 75230
Some features on this profile are disabled
CRD#: 4034795
WS
Professional summary
William Daniel Saplicki, who also goes by Bill Saplicki, William Saplicki, is a registered financial advisor currently at HIBERNIA WEALTH PARTNERS, LLC located in Dallas, Texas and LPL FINANCIAL LLC located in Dallas, Texas.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Saplicki | William Saplicki
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/12/2019 - Started: 1991 - Real Estate Rental - Dr Veve 113 Bayamon Puerto Rico 00961 - 1HR/MO 0 DURING TRADING - INVESTMENT RELATED - BAYAMON, PR 00961 2) 11/12/2019 - Started: 1991 - Real Estate Rental - Dr Veve 111 Bayamon Puerto Rico 00961 - 1HR/MO 0 DURING TRADING - INVESTMENT RELATED - BAYAMON, PR 00961 3) 10/30/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/29/2020 - 2 Hours Per Month/1 Hour During Securities Trading. 4) 12/02/2021 - Crump Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/12/2019 - 1 Hour Per Month/1 Hour During Securities Trading. 5) 01/25/2024 - Hibernia Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/20/2023 - 8 Hours Per Month/ 8 Hours During Trading 6) 01/25/2024 - Hibernia Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/31/2024 - 4 Hours Per Month/ 4 Hours During Trading 7) 02/14/2024 - Hibernia Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/31/2024 - 4 Hours Per Month/ During Trading - I provide investment advisory services through Hibernia Wealth Partners, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 4 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view William Daniel Saplicki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2024 - Present
HIBERNIA WEALTH PARTNERS, LLC
Office #1: 12700 Hillcrest Rd. Suite 125, Dallas, TX 75230RIA
CRD#: 319509
Dallas, TX
Current
November 12, 2019 - Present
LPL FINANCIAL LLC
Office #1: 12700 Hillcrest Rd Ste 125, Dallas, TX 75230RIA
BD
CRD#: 6413
Dallas, TX
Past
November 12, 2019 - April 30, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
DALLAS, TX
Past
July 2, 2012 - January 16, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
DALLAS, TX
Past
April 4, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
DALLAS, TX
Past
April 4, 2008 - November 12, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
DALLAS, TX
Past
June 30, 2003 - April 9, 2008
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
DALLAS, TX
Past
December 17, 2002 - April 9, 2008
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DALLAS, TX
Past
December 9, 1999 - December 19, 2002
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
DALLAS, TX
Past
December 7, 1999 - December 19, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HIBERNIA WEALTH PARTNERS, LLC
DEPENDENT FINANCIAL PLANNING | THE NEURODIVERSITY INDEX | TENPATH FINANCIAL GROUP | PSHWM LLC | PLANNING ACROSS THE SPECTRUM | JFS WEALTH MANAGEMENT | HIBERNIA WEALTH PARTNERS, LLC | HIBERNIA WEALTH MANAGEMENT
CRD#: 319509 / SEC#: 801-124947
RIA
Registered Investment Advisory firm - (5/5/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/9/2020)
RR
Arkansas(11/12/2019)
RR
California(11/12/2019)
RR
Florida(11/12/2019)
RR
Georgia(11/12/2019)
RR
Illinois(3/17/2023)
RR
Iowa(11/12/2019)
RR
Maryland(11/21/2019)
RR
Missouri(4/3/2025)
RR
New Jersey(11/12/2019)
RR
New York(11/12/2019)
RR
North Carolina(11/13/2019)
RR
North Dakota(1/15/2020)
RR
Oklahoma(4/20/2020)
RR
Oregon(9/12/2025)
RR
Pennsylvania(11/21/2019)
RR
Puerto Rico(11/12/2019)
RR
Texas(11/12/2019)
IAR
Texas(2/2/2024)
RR
Washington(11/12/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HIBERNIA WEALTH PARTNERS, LLC
DEPENDENT FINANCIAL PLANNING | THE NEURODIVERSITY INDEX | TENPATH FINANCIAL GROUP | PSHWM LLC | PLANNING ACROSS THE SPECTRUM | JFS WEALTH MANAGEMENT | HIBERNIA WEALTH PARTNERS, LLC | HIBERNIA WEALTH MANAGEMENT
CRD#: 319509 / SEC#: 801-124947
RIA
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Contact information
Main Address
6700 Jefferson Hwy. Building 4, Suite B, Baton Rouge, LA 70806
Mailing Address
Phone number
(225) 778-7972
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,146 |
| AUM (Assets Under Management) | $ 346,617,660 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HIBERNIA WEALTH PARTNERS, LLC
CRD#: 319509Dallas, TX 75230TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
