Rebecca L. Mallonee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Lynn Mallonee, who also goes by Rebecca Lynn Chapman, Rebecca Chapman Mallonee, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2000. Rebecca had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2013 - February 28, 2018
CHOREO, LLC
September 5, 2012 - August 2, 2013
LPL FINANCIAL LLC
February 1, 2007 - July 6, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
May 3, 2006 - December 7, 2006
PRINCIPAL SECURITIES, INC.
March 8, 2000 - October 24, 2005
IDS LIFE INSURANCE COMPANY
January 10, 2000 - February 17, 2000
IDS LIFE INSURANCE COMPANY
January 10, 2000 - October 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,137 |
| AUM (Assets Under Management) | $ 18,232,358,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/12/2024 | ||
| 12/20/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
