Marie I. Klanang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marie Irene Klanang, who also goes by Marie I Van Wolvelear, was a registered financial professional .
Marie is a previously registered financial professional and started their career in finance in 2000. Marie had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 28 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2015 - November 26, 2018
SANSKAR ADVISORS, INC.
January 5, 2010 - December 13, 2018
B&A CAPITAL, INC.
May 4, 2009 - November 12, 2014
STONEWALL ADVISORS, INC.
July 11, 2007 - December 21, 2009
MEMPHIS CAPITAL
September 3, 2002 - December 31, 2008
ENERGY ADVISORS, INC.
November 6, 2000 - April 17, 2007
ENERGY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 9/27/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SANSKAR ADVISORS, INC.
CRD#: 113727 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 47,859,970 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
