Linda K. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda K. Brennan, who also goes by Linda Kay Kissell, Linda Kissell, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1999. Linda had worked at 5 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - July 14, 2014
RBC ROCHDALE, LLC
July 31, 2013 - July 14, 2014
CNR SECURITIES, LLC
October 9, 2012 - July 29, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 28, 2003 - October 26, 2010
NEUBERGER BERMAN BD LLC
December 7, 1999 - January 27, 2003
ELECTRONIC TRADING GROUP, LLC
Primary Firm SEC Registration
RBC ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/8/1999
Limited Representative-Equity Trader ExamCurrent Firm
RBC ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 42,671 |
| AUM (Assets Under Management) | $ 72,960,498,578 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2026 | ||
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
