Amy L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Lynn Johnson was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2000. Amy had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2014 - September 15, 2015
SIGNET FINANCIAL MANAGEMENT, LLC
December 7, 2012 - March 31, 2014
SIGNET MANAGEMENT USA, LLC
June 2, 2011 - February 5, 2013
THE BURNEY COMPANY
May 25, 2010 - March 3, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 11, 2010 - March 3, 2011
TD AMERITRADE, INC.
May 6, 2010 - March 3, 2011
TD AMERITRADE, INC.
January 28, 2003 - April 19, 2010
CHARLES SCHWAB & CO., INC.
September 5, 2001 - December 17, 2002
CHARLES SCHWAB & CO., INC.
January 2, 2000 - April 19, 2010
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,907 |
| AUM (Assets Under Management) | $ 1,058,245,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
