Sean T. Scruggs
Professional summary
Sean Taylor Scruggs, CFP®, who also goes by Sean Taylor Scruggs, Sean Taylor Scurggs, is a registered financial advisor currently at ALONGSIDE, LLC located in Allen, Texas.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Sean has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Taylor Scruggs's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
June 2, 2025 - Present
ALONGSIDE, LLC
Office #1: 101 Central Expressway S Ste 175, Allen, TX 75013July 11, 2024 - June 3, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
October 29, 2020 - July 10, 2024
PURSHE KAPLAN STERLING INVESTMENTS
August 28, 2020 - July 7, 2025
THRIVENT ADVISOR NETWORK, LLC
July 27, 2010 - October 28, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
July 27, 2010 - October 28, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
July 15, 2003 - July 20, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2000 - July 20, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ALONGSIDE, LLC
CRD#: 333587 / SEC#: 801-131682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/2/2025)
Exams
Current Firm
ALONGSIDE, LLC
CRD#: 333587 / SEC#: 801-131682
Contact information
SEC notice filing (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
