Thomas M. Jerige
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Jerige II, who also goes by Thomas Michael Jerige, Tom Jerige, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2001. Thomas had worked at 16 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2016 - June 14, 2019
GLOBAL PORTFOLIO STRATEGIES, INC.
February 29, 2016 - October 23, 2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 6, 2014 - February 18, 2016
VOYA FINANCIAL ADVISORS, INC.
September 9, 2014 - February 18, 2016
VOYA FINANCIAL ADVISORS, INC.
May 6, 2013 - September 8, 2014
LPL FINANCIAL LLC
May 6, 2013 - September 8, 2014
LPL FINANCIAL LLC
February 6, 2012 - April 29, 2013
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - April 29, 2013
VOYA FINANCIAL ADVISORS, INC.
April 12, 2010 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
December 11, 2009 - March 5, 2010
BELPOINTE ASSET MANAGEMENT LLC
February 4, 2009 - August 10, 2009
WRP INVESTMENTS, INC.
February 4, 2009 - August 10, 2009
WRP INVESTMENTS, INC.
November 5, 2008 - December 18, 2009
TOUCHPOINT INVESTMENT ADVISERS
July 14, 2008 - October 28, 2008
JESUP & LAMONT SECURITIES CORP
July 14, 2008 - October 28, 2008
JESUP & LAMONT SECURITIES CORP
February 22, 2006 - July 15, 2008
CETERA INVESTMENT ADVISERS LLC
February 10, 2006 - July 15, 2008
CETERA FINANCIAL SPECIALISTS LLC
May 20, 2005 - July 12, 2005
SECURITIES AMERICA ADVISORS, INC.
May 20, 2005 - July 12, 2005
SECURITIES AMERICA, INC.
March 12, 2004 - May 16, 2005
TOUCHSTONE SECURITIES, LLC
November 25, 2002 - March 4, 2004
TOWER SQUARE SECURITIES, INC.
October 10, 2001 - January 2, 2002
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL PORTFOLIO STRATEGIES, INC.
CRD#: 105812 / SEC#: 801-16664
Contact information
Regulatory assets under management
| Total Number of Accounts | 285 |
| AUM (Assets Under Management) | $ 1,695,414,336 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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