Aaron Lapoint
Professional summary
Aaron Lapoint is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Aaron has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Lapoint's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9875 Schwab Way, Lone Tree, CO 80124April 26, 2000 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124March 12, 2020 - December 31, 2021
CHARLES SCHWAB & CO., INC.
June 8, 2004 - December 31, 2011
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2000)
(4/26/2000)
(4/26/2000)
(1/3/2012)
(8/3/2011)
(3/31/2004)
(1/3/2006)
(8/3/2022)
(2/7/2024)
(2/7/2024)
(1/10/2011)
(8/3/2022)
(3/1/2024)
(3/17/2011)
(4/25/2017)
(6/25/2003)
(8/6/2021)
(5/12/2015)
(11/21/2012)
(2/7/2024)
(7/16/2008)
(5/1/2008)
(1/17/2018)
(4/20/2009)
(1/2/2022)
(5/1/2008)
(2/7/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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