Brandon J. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon John Becker was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2000. Brandon had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2010 - April 4, 2016
CURIAN CLEARING, LLC
July 18, 2006 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 16, 2005 - July 6, 2006
INVESTMENT CENTERS OF AMERICA, INC.
April 13, 2004 - June 17, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 21, 2003 - April 12, 2004
THE O.N. EQUITY SALES COMPANY
March 2, 2000 - July 5, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CURIAN CLEARING, LLC
CRD#: 132938 / SEC#: , 8-66660
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| COLLINS, MAURA KATHRYN | SVP, CFO | 4761732 |
| HAJDU, ROBERT WILLIAM | SENIOR VICE PRESIDENT | 4769897 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| LOWRY, KRISTINE MARIE | FINOP, VP, CONTROLLER | 4168279 |
| MANDICH, MARK BERNARD | DIRECTOR | 4352167 |
| MILLER, JAMES PETER | PRESIDENT AND CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER | 1955960 |
| MYERS, PAUL CHADWICK | DIRECTOR | 1863982 |
| WETHERELL, WESTON BARTLEY | SVP, GENERAL COUNSEL | 1172113 |
| WRIGHT, DANIEL EUGENE | SVP, CHIEF COMPLIANCE OFFICER | 2204732 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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