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JL

Jason C. Loveless

Some features on this profile are disabled
CRD#: 4034158
JL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Craig Loveless was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1999. Jason had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 30, 2019 - July 31, 2023

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

July 22, 2017 - June 21, 2018

CHESTERBROOK CAPITAL

BD
CRD#: 104395
BERWYN, PA
Past

April 22, 2016 - June 30, 2016

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
DALLAS, TX
Past

April 9, 2015 - June 30, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
DALLAS, TX
Past

April 8, 2015 - June 30, 2016

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
DALLAS, TX
Past

December 18, 2014 - February 6, 2015

MERCAP SECURITIES, LLC

BD
CRD#: 156607
ATLANTA, GA
Past

May 12, 2010 - December 31, 2012

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
FORT WAYNE, IN
Past

October 6, 2009 - December 14, 2009

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
DALLAS, TX
Past

December 8, 2006 - May 14, 2009

U.S. FINANCIAL ADVISORS

RIA
CRD#: 108763
WILMINGTON, DE
Past

December 8, 2006 - May 14, 2009

U.S. WEALTH ADVISORS, LLC.

BD
CRD#: 126924
RICHARDSON, TX
Past

January 27, 2005 - November 20, 2006

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
DALLAS, TX
Past

January 27, 2005 - November 20, 2006

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
DALLAS, TX
Past

January 27, 2005 - November 20, 2006

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
DALLAS, TX
Past

November 10, 1999 - January 3, 2005

OSAIC FS, INC.

RIA
CRD#: 3870
RICHARDSON, TX
Past

November 9, 1999 - January 3, 2005

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/27/2000
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/9/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/21/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/6/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/8/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LEADERS GROUP, INC.

CRD#: 37157

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