Chukwu Galloway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chukwu Galloway, who also goes by Chu Galloway, Chukwu Fletcher Galloway, Fletch Galloway, Fletcher Galloway, Chukwu Galloway, was a registered financial professional .
Chukwu is a previously registered financial professional and started their career in finance in 2012. Chukwu had worked at 11 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2025 - June 12, 2026
HPS SECURITIES, LLC
April 6, 2023 - September 3, 2025
WEALTHFORGE SECURITIES, LLC
October 29, 2021 - January 19, 2023
EXCHANGERIGHT SECURITIES, LLC
December 8, 2020 - October 18, 2021
NUVEEN ASSET MANAGEMENT, LLC
December 3, 2020 - October 18, 2021
NUVEEN SECURITIES, LLC
March 8, 2019 - November 23, 2020
DWS DISTRIBUTORS, INC.
February 20, 2017 - January 25, 2019
INLAND SECURITIES CORPORATION
March 15, 2016 - March 6, 2017
TD AMERITRADE, INC.
March 15, 2016 - March 6, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 10, 2016 - March 6, 2017
TD AMERITRADE, INC.
August 18, 2014 - October 23, 2015
GOLDMAN SACHS & CO. LLC
May 30, 2012 - August 24, 2012
TRANSCEND CAPITAL
State Registrations and Notice Filings
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Exams
Current Firm
HPS SECURITIES, LLC
CRD#: 319197 / SEC#: , 8-70910
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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