JF

John P. Fort

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CRD#: 4033743
JF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Porter Fort, who also goes by John Porter Fort II, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1999. John had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Porter Fort Ii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 13, 2016 - September 27, 2017

RED HAWK ASSET MANAGEMENT LLC

RIA
CRD#: 282049
KNOXVILLE, TN
Past

February 14, 2007 - July 31, 2007

OSAIC SERVICES, INC.

BD
CRD#: 133763
KNOXVILLE, TN
Past

April 15, 2005 - September 23, 2005

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
ANN ARBOR, MI
Past

March 11, 2004 - April 14, 2005

FIRST HORIZON ADVISORS, INC.

RIA
CRD#: 17117
KNOXVILLE, TN
Past

June 20, 2003 - April 14, 2005

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
MEMPHIS, TN
Past

May 4, 2001 - March 19, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

October 27, 1999 - May 16, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 11/18/1999
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


RH
RED HAWK ASSET MANAGEMENT LLC
OSPREY ASSET MANAGEMENT LLC | RED HAWK ASSET MANAGEMENT LLC

CRD#: 282049 / SEC#:

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Contact information


Main Address
Knoxville, TN
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RED HAWK ASSET MANAGEMENT LLC

CRD#: 282049

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