Walter M. Cardinet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Morgan Cardinet JR was a registered financial advisor .
Walter is a previously registered financial advisor and started their career in finance in 1969. Walter had worked at 9 firms and has passed the Series 66, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2003 - December 13, 2004
INTEGRATED FINANCIAL & INSURANCE SERVICES
May 3, 1999 - March 22, 2016
PARK AVENUE SECURITIES LLC
July 7, 1994 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
August 26, 1986 - December 31, 1994
WALNUT STREET SECURITIES, INC.
December 10, 1982 - January 14, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
November 28, 1981 - December 31, 1987
EQUITY ENGINEERING, INC.
November 28, 1977 - April 7, 1981
G. R. PHELPS & CO., INC.
February 14, 1973 - September 25, 1977
VP DISTRIBUTORS LLC
October 7, 1969 - November 4, 1971
INDEPENDENT SECURITIES CORPORATION
September 8, 1969 - March 1, 1974
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/2/1969
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
