Dawn L. Stith
Professional summary
Dawn Lucile Stith, who also goes by Dawn Lucile Lahar, is a registered financial professional currently at GREAT AMERICAN INVESTORS, INC. located in Springfield, Missouri.
Dawn is registered as a RR (Registered Representative) and started their career in finance in 2000. Dawn has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dawn Lucile Stith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2006 - Present
GREAT AMERICAN INVESTORS, INC.
Office #1: 1736 E. Sunshine Plaza Towers Suite 207, Springfield, MO 65804May 15, 2006 - July 24, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 26, 2004 - April 29, 2006
ARCHER ALEXANDER SECURITIES CORPORATION
December 20, 2003 - January 26, 2004
NATIONS FINANCIAL GROUP, INC.
February 29, 2000 - December 18, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
January 17, 2000 - March 1, 2000
VSR FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2006)
(7/14/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489 / SEC#: , 8-44380
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489Springfield, MO 65804TRUST BUT VERIFY
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