Margaret G. Jolly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Gregory Jolly, who also goes by Margaret Gregory, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1999. Margaret had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2014 - March 29, 2017
MWM ADVISORY
February 2, 2005 - November 17, 2016
LPL FINANCIAL LLC
February 2, 2005 - March 28, 2017
LPL FINANCIAL LLC
December 2, 2003 - January 13, 2005
MONY SECURITIES CORPORATION
December 2, 2003 - January 13, 2005
MONY SECURITIES CORPORATION
October 28, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
October 14, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
November 3, 1999 - October 10, 2002
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MWM ADVISORY
CRD#: 166411 / SEC#: 801-106583
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
