Drew Kerr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Kerr, who also goes by Andrew Donald Kerr, Drew Donald Kerr, was a registered financial advisor .
Drew is a previously registered financial advisor and started their career in finance in 2000. Drew had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2014 - November 14, 2014
CITIZENS SECURITIES, INC.
March 18, 2014 - November 14, 2014
CITIZENS SECURITIES, INC.
July 29, 2013 - February 19, 2014
PNC WEALTH MANAGEMENT LLC
July 25, 2013 - February 19, 2014
PNC WEALTH MANAGEMENT LLC
October 15, 2012 - July 18, 2013
J.P. MORGAN SECURITIES LLC
October 9, 2012 - July 18, 2013
J.P. MORGAN SECURITIES LLC
December 19, 2008 - October 2, 2012
THE HUNTINGTON INVESTMENT COMPANY
June 7, 2006 - October 2, 2012
THE HUNTINGTON INVESTMENT COMPANY
May 9, 2005 - May 18, 2006
IFMG SECURITIES, INC.
November 5, 2004 - April 20, 2005
BANC ONE SECURITIES CORPORATION
July 20, 2001 - November 9, 2004
FIFTH THIRD SECURITIES, INC.
May 10, 2000 - June 18, 2001
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
