Thomas W. Caywood

PAVE INVESTMENT ADVISORS.

Allen, TX 75013

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CRD#: 4033066

Professional summary

Thomas Wesley Caywood JR., who also goes by Thomas Wesley Caywood, is a registered financial advisor currently at PAVE INVESTMENT ADVISORS, LLC. located in Allen, Texas and PAVE SECURITIES, LLC located in Newport Coast, California.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 10 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Wesley Caywood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NOB: Beechwood Capital, LLC; Investment Related; TITLE: Owner. START DATE: 8/13. LOCATION: Parker, TX. NATURE: Rental Real Estate. TIME: 4 hours per month. 2. NOB: Pave Finance, Inc. Not Investment Related. TITLE: Managing Director. START DATE: 11/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wesley Caywood JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2024 - Present

PAVE INVESTMENT ADVISORS, LLC.

Office #1: 825 Watters Creek Blvd, Bldg M, Suite 250, Allen, TX 75013

RIA

CRD#: 322420

Allen, TX

Current

March 20, 2024 - Present

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAVE INVESTMENT ADVISORS, LLC.

PAVE FINANCE, INC. | PAVE, LLC | PAVE INVESTMENT ADVISORS, LLC.

CRD#: 322420 / SEC#: 801-126164

RIA

Registered Investment Advisory firm - (7/22/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/16/2025)

Alaska
(7/16/2025)

Arizona
(7/24/2025)

Arkansas
(8/7/2025)

California
(7/16/2025)

Colorado
(7/17/2025)

Connecticut
(7/16/2025)

Delaware
(5/13/2025)

District of Columbia
(7/22/2025)

Florida
(7/17/2025)

Georgia
(7/17/2025)

Idaho
(7/16/2025)

Illinois
(7/21/2025)

Indiana
(7/16/2025)

Iowa
(7/18/2025)

Kansas
(7/16/2025)

Kentucky
(7/17/2025)

Louisiana
(7/16/2025)

Maine
(8/21/2025)

Maryland
(7/17/2025)

Massachusetts
(10/3/2024)

Michigan
(7/18/2025)

Minnesota
(7/16/2025)

Mississippi
(7/17/2025)

Missouri
(7/17/2025)

Montana
(7/23/2025)

Nebraska
(5/6/2025)

Nevada
(7/17/2025)

New Hampshire
(7/17/2025)

New Jersey
(7/16/2025)

New Mexico
(7/17/2025)

New York
(7/22/2025)

North Carolina
(7/16/2025)

Ohio
(7/22/2025)

Oklahoma
(7/17/2025)

Oregon
(7/17/2025)

Pennsylvania
(7/18/2025)

Puerto Rico
(10/23/2025)

Rhode Island
(7/17/2025)

South Carolina
(7/17/2025)

South Dakota
(5/7/2025)

Tennessee
(7/17/2025)

IAR

Texas
(3/20/2024)

Texas
(3/25/2024)

Utah
(7/17/2025)

Vermont
(7/17/2025)

Virginia
(7/17/2025)

Washington
(7/17/2025)

West Virginia
(7/23/2025)

Wisconsin
(5/13/2025)

Wyoming
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/13/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PAVE INVESTMENT ADVISORS, LLC.

PAVE FINANCE, INC. | PAVE, LLC | PAVE INVESTMENT ADVISORS, LLC.

CRD#: 322420 / SEC#: 801-126164

RIA

Registered Investment Advisory firm - (7/22/2022 Approved)

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Contact information

Main Address

171 Madison Avenue Suite 1500, New York, NY 10016

Mailing Address

Phone number

(646) 690-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PAVE INVESTMENT ADVISORS, LLC FORM ADV PART 2A 3 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,842
AUM (Assets Under Management)	$ 669,568,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas W. Caywood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wesley Caywood JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PAVE SECURITIES, LLC

FORESIDE FUND SERVICES, LLC

WESTWOOD WEALTH MANAGEMENT

J.P. MORGAN SECURITIES LLC

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

PERSHING LLC

Primary Firm SEC Registration

PAVE INVESTMENT ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2021

Series 66

Date: 11/13/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/23/1999

FINRA

Current Firm

PAVE INVESTMENT ADVISORS, LLC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAVE INVESTMENT ADVISORS, LLC.

TRUST BUT VERIFY

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