Lawrence T. Gartner

ISC FINANCIAL ADVISORS

MINNEAPOLIS, MN 55435

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CRD#: 4032969

Professional summary

Lawrence Thomas Gartner III, CFP® is a registered financial advisor currently at ISC FINANCIAL ADVISORS located in Minneapolis, Minnesota.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lawrence has worked at 2 firms and has passed the Series 66, Series 63, Series 7, Series 24, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GLEASON PROPERTIES LLC, NON-INVESTMENT RELATED, 9720 BARKSDALE DR. KELLER, TX 76248, PRESIDENT/CO-OWNER, STARTED 01/01/07, 10 HOURS PER MONTH/ 0 DURING TRADING HOURS, DUTIES: LOCATING, PURCHASING AND MANAGING PROPERTIES. MERK PROPERTIES LLC, NON-INVESTMENT RELATED, MINORITY OWNER, STARTED 01/01/10, 00 HOURS PER MONTH/ 0 DURING TRADING HOURS, DUTIES: LOCATING, PURCHASING AND MANAGING PROPERTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Thomas Gartner III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 31, 2014 - Present

ISC FINANCIAL ADVISORS

Office #1: 7760 France Avenue South #270, Minneapolis, MN 55435

RIA

CRD#: 157626

MINNEAPOLIS, MN

Past

July 31, 2003 - April 30, 2008

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

December 9, 1999 - April 30, 2008

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC FINANCIAL ADVISORS

ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC

CRD#: 157626 / SEC#: 801-72585

RIA

Registered Investment Advisory firm - (7/12/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/31/2014)

IAR

Texas
(5/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/8/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 10/31/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 5/1/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/1/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

ISC FINANCIAL ADVISORS

ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC

CRD#: 157626 / SEC#: 801-72585

RIA

Registered Investment Advisory firm - (7/12/2011 Approved)

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Contact information

Main Address

200 North Broadway Ave., Albert Lea, MN 56007

Mailing Address

P.o. Box 171, Albert Lea, MN 56007

Phone number

(507) 373-8216

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC FINANCIAL ADVISORS ADV PART 2A (4/17/2025)

Regulatory assets under management

Total Number of Accounts	3,403
AUM (Assets Under Management)	$ 1,349,084,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lawrence T. Gartner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Thomas Gartner III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

ISC FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2003

Series 63

Date: 12/21/1999

Series 7

Date: 12/8/1999

Series 24

Date: 1/8/2007

Series 4

Date: 10/31/2003

Series 10

Date: 5/1/2003

Series 9

Date: 5/1/2003

Current Firm

ISC FINANCIAL ADVISORS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC FINANCIAL ADVISORS

TRUST BUT VERIFY

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