Ellison D. Pennewill

SOUTHEASTERN FINANCIAL PLANNING

Pensacola, FL 32502

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CRD#: 4032874

Professional summary

Ellison Dewitte Pennewill, CFP® is a registered financial advisor currently at SOUTHEASTERN FINANCIAL PLANNING, LLC located in Pensacola, Florida.

Ellison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ellison has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PENINSULA GRILL: 112 N MARKET ST, CHARLESTON, SC 29401: NON-INVESTMENT, RESTAURANT SERVER: 08/2013: 100 HRS/MO DURING NON-TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellison Dewitte Pennewill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 17, 2015 - Present

SOUTHEASTERN FINANCIAL PLANNING, LLC

Office #1: 3 West Garden St Suite 340, Pensacola, FL 32502

RIA

CRD#: 178531

Pensacola, FL

Past

March 24, 2006 - January 17, 2007

SALTMARSH FINANCIAL ADVISORS, LLC

RIA

CRD#: 132248

PENSACOLA, FL

Past

March 19, 2003 - March 24, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

January 2, 2002 - March 24, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 2, 2000 - January 2, 2002

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/28/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 8/25/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/1/2000

General Securities Representative Examination

Current Firm

SOUTHEASTERN FINANCIAL PLANNING, LLC

CRD#: 178531 / SEC#:

Florida

Registered Investment Advisory firm - (10/28/2015 Approved)

South Carolina

Registered Investment Advisory firm - (10/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3 West Garden St Suite 340, Pensacola, FL 32502

Mailing Address

Phone number

(850) 400-3466

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 3,849,038

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ellison D. Pennewill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellison Dewitte Pennewill's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHEASTERN FINANCIAL PLANNING, LLC

SALTMARSH FINANCIAL ADVISORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2013

Series 63

Date: 7/20/2000

Series 31

Date: 8/25/2004

Series 7

Date: 6/1/2000

Current Firm

SOUTHEASTERN FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUTHEASTERN FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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