SB
Susan N. Big
FLAGSHIP WEALTH ADVISORS.
Wakefield, MA 01880
Some features on this profile are disabled
CRD#: 4032862
SB
Professional summary
Susan N. Big is a registered financial advisor currently at FLAGSHIP WEALTH ADVISORS, LLC. located in Wakefield, Massachusetts and OSAIC WEALTH, INC. located in Wakefield, Massachusetts.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Susan has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SUSAN BIG POSITION: Other - financial advisor NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2007 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States DESCRIPTION: 1. determine if client has need for life insurance or a fixed rate multi year annuity 2. go to Vive on the Osaic One Hub platform 3. launch Vive on One Hub site 4. input client info 5. review quotes Vive generates 4. discuss companies and quotes with client 6. submit application for company client wants 7. apprise client of next steps 7. monitor progress on Vive 8. if client approved, send paperwork to client 9. submit completed paperwork & client check to Vive 2. FLAGSHIP WEALTH ADVISORS, LLC POSITION: INVESTMENT ADVISORY REPRESENTATIVE NATURE: ADVISORY - LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 02/19/2018 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States DESCRIPTION: IAR OF THE FIRM, WEALTH MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Susan N. Big's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2018 - Present
FLAGSHIP WEALTH ADVISORS, LLC.
Office #1: 301 Edgewater Place Suite 400, Wakefield, MA 01880RIA
CRD#: 131962
Wakefield, MA
Current
November 9, 2007 - Present
OSAIC WEALTH, INC.
Office #1: 301 Edgewater Place Suite 400, Wakefield, MA 01880RIA
BD
CRD#: 23131
Wakefield, MA
Past
November 15, 2007 - December 31, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WALTHAM, MA
Past
August 9, 2002 - November 20, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DANVERS, MA
Past
November 18, 1999 - August 13, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FLAGSHIP WEALTH ADVISORS, LLC.
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
CRD#: 131962 / SEC#: 801-112001
RIA
Registered Investment Advisory firm - (11/2/2017 Approved)Arizona
Registered Investment Advisory firm - (11/6/2017 Terminated)Connecticut
Registered Investment Advisory firm - (11/6/2017 Terminated)Florida
Registered Investment Advisory firm - (11/6/2017 Terminated)Louisiana
Registered Investment Advisory firm - (11/8/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (11/6/2017 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)New York
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/25/2016)
RR
Connecticut(7/20/2009)
RR
Maine(2/8/2017)
RR
Massachusetts(11/9/2007)
IAR
Massachusetts(2/6/2018)
RR
New Hampshire(11/9/2007)
RR
Pennsylvania(11/9/2007)
RR
Texas(4/24/2017)
IAR
Texas(10/3/2024)
RR
Washington(11/9/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FLAGSHIP WEALTH ADVISORS, LLC.
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
CRD#: 131962 / SEC#: 801-112001
RIA
Registered Investment Advisory firm - (11/2/2017 Approved)Arizona
Registered Investment Advisory firm - (11/6/2017 Terminated)Connecticut
Registered Investment Advisory firm - (11/6/2017 Terminated)Florida
Registered Investment Advisory firm - (11/6/2017 Terminated)Louisiana
Registered Investment Advisory firm - (11/8/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (11/6/2017 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)New York
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
301 Edgewater Place Suite 400, Wakefield, MA 01880
Mailing Address
Phone number
(800) 631-9997
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 698 |
| AUM (Assets Under Management) | $ 607,544,183 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLAGSHIP WEALTH ADVISORS, LLC.
CRD#: 131962Wakefield, MA 01880TRUST BUT VERIFY
Monitor Susan Big
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
