Cecil R. Burnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecil Ray Burnett III, who also goes by Ray Burnett, was a registered financial professional .
Cecil is a previously registered financial professional and started their career in finance in 1999. Cecil had worked at 5 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2011 - December 31, 2017
ARCA ASSET MANAGEMENT LLC
January 6, 2009 - November 2, 2010
HORIZON WEALTH ADVISORS
March 7, 2005 - February 15, 2008
AVANTAX ADVISORY SERVICES
March 21, 2002 - February 15, 2008
AVANTAX INVESTMENT SERVICES, INC.
December 9, 1999 - March 6, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARCA ASSET MANAGEMENT LLC
CRD#: 156373 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
