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Cecil Ray Burnett Iii

CRD# 4032737·Registered 1999 - 2017
Previously Registered: Being a previously registered professional could mean that Cecil is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cecil Ray Burnett III, who also goes by Ray Burnett, was a registered financial advisor. Cecil was a previously registered financial professional and started their career in finance 1999 - 2017. Cecil had worked at 5 firms and has passed the Series 65 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ray Burnett

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

ARCA ASSET MANAGEMENT LLC·CRD# 156373
RIA
Sarasota, FL
February 25, 2011 - December 31, 2017
HORIZON WEALTH ADVISORS·CRD# 148338
RIA
Bradenton, FL
January 6, 2009 - November 2, 2010
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Sarasota, FL
March 7, 2005 - February 15, 2008
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Sarasota, FL
March 21, 2002 - February 15, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
December 9, 1999 - March 6, 2002

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Current Firm

AA
ARCA ASSET MANAGEMENT LLC

ARCA ASSET MANAGEMENT LLC

CRD#: 156373

Contact Information

Main Address

240 S Pineapple Ave Suite 710, Sarasota, FL 34236

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2004About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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