Robert G. Wurster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gregory Wurster, who also goes by Robert Gregory Wurster, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2021 - August 15, 2022
NEXT FINANCIAL GROUP, INC.
March 15, 2021 - August 15, 2022
NEXT FINANCIAL GROUP, INC.
January 2, 2020 - April 1, 2021
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
December 20, 2019 - April 1, 2021
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 26, 2009 - December 20, 2019
NEXT FINANCIAL GROUP, INC.
May 19, 2009 - December 20, 2019
NEXT FINANCIAL GROUP, INC.
July 22, 2004 - May 2, 2011
EVESHAM CAPITAL MANAGEMENT
May 5, 2004 - May 19, 2009
SECURITIES SERVICE NETWORK, LLC
April 16, 2004 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 18, 2001 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2000 - September 4, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEXT FINANCIAL GROUP, INC.
CRD#: 46214 / SEC#: 801-56786, 8-51356
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 16,805 |
| AUM (Assets Under Management) | $ 3,769,456,133 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
