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Anthony E. Cosey
COSEY FINANCIAL SERVICES
KNOXVILLE, TN 37922
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CRD#: 4032305
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Professional summary
Anthony Eugene Cosey, who also goes by Tony Cosey, is a registered financial advisor currently at COSEY FINANCIAL SERVICES, INC. located in Knoxville, Tennessee.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Anthony has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Cosey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COSEY INSURANCE SERVICES, LLC. LIFE AND HEALTH INSURANCE. NOT SECURITEIS RELATED. COMMISION BASED. 1 HOUR PER WEEK. STARTED 06/2011. OWNER. 118 HUXLEY RD. STE 5 KNOXVILLE, TN 37922. THE RUNNING FOUNDATION INVOLVED IN REVIEWING AND DIRECTING DONATIONS TO LOCAL CHARITIES AND PLANNING AND MARKETING FOR THE FOUNDATION. NOT INVESTMENT RELATED. 2 HOURS PER WEEK. STARTED 2022. FOUNDER. 118 HUXLEY RD. STE 5 KNOXVILLE, TN 37922. ACTIVE CAPITAL MANAGEMENT, LLC. ADVISORY SERVICES. INVESTMENT RELATED. 10 HOURS PER MONTH. STARTED 2023. PRESIDENT. 118 HUXLEY RD. STE 5 KNOXVILLE, TN 37922.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Eugene Cosey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2006 - Present
COSEY FINANCIAL SERVICES, INC.
Office #1: 118 Huxley Rd Suite 5, Knoxville, TN 37922RIA
CRD#: 140175
KNOXVILLE, TN
Past
September 3, 2008 - September 4, 2008
SILVER OAK SECURITIES, INCORPORATED
RIA
CRD#: 46947
KNOXVILLE, TN
Past
September 3, 2008 - July 3, 2020
SILVER OAK SECURITIES, INCORPORATED
BD
CRD#: 46947
KNOXVILLE, TN
Past
August 27, 2004 - July 3, 2007
SSN ADVISORY, INC.
RIA
CRD#: 126090
KNOXVILLE, TN
Past
June 1, 2004 - September 2, 2008
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
April 28, 2004 - June 1, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
KNOXVILLE, TN
Past
October 1, 2002 - June 1, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
November 4, 1999 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COSEY FINANCIAL SERVICES, INC.
COSEY FINANCIAL SERVICES, INC.
CRD#: 140175 / SEC#: 801-120768
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)Georgia
Registered Investment Advisory firm - (4/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/13/2021 Terminated)Tennessee
Registered Investment Advisory firm - (5/12/2021 Terminated)Texas
Registered Investment Advisory firm - (4/12/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(12/14/2016)
IAR
Tennessee(4/13/2006)
IAR
Texas(8/29/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CF
COSEY FINANCIAL SERVICES, INC.
COSEY FINANCIAL SERVICES, INC.
CRD#: 140175 / SEC#: 801-120768
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)Georgia
Registered Investment Advisory firm - (4/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/13/2021 Terminated)Tennessee
Registered Investment Advisory firm - (5/12/2021 Terminated)Texas
Registered Investment Advisory firm - (4/12/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
118 Huxley Rd Suite 5, Knoxville, TN 37922
Mailing Address
Phone number
(865) 470-4244
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 851 |
| AUM (Assets Under Management) | $ 119,053,826 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COSEY FINANCIAL SERVICES, INC.
CRD#: 140175Knoxville, TN 37922TRUST BUT VERIFY
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