Michelle M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle M. Brown, who also goes by Michelle M Brown, Michelle M. Dawson, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2000. Michelle had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2006 - January 20, 2015
RUSSELL INVESTMENTS
September 23, 2005 - January 20, 2015
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
January 5, 2000 - October 13, 2005
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/30/2000
Limited Representative-Equity Trader ExamCurrent Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
