Gary W. Rollason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Wayne Rollason was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1969. Gary had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2005 - September 6, 2006
SYNERGY INVESTMENT GROUP, LLC
July 30, 2002 - March 3, 2003
BROOKSTREET SECURITIES CORPORATION
September 30, 1999 - October 26, 2000
INTERFIRST CAPITAL CORPORATION
September 25, 1996 - September 30, 1999
W.J. GALLAGHER & COMPANY, INC.
November 7, 1991 - September 28, 1994
E-W INVESTMENTS, INC.
March 30, 1988 - October 18, 1989
MORGAN STANLEY DW INC.
October 10, 1986 - February 18, 1987
SUTRO & CO. INCORPORATED
February 4, 1972 - August 5, 1986
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
October 27, 1969 - March 9, 1972
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/17/1969
Registered Representative ExaminationCurrent Firm
SYNERGY INVESTMENT GROUP, LLC
CRD#: 46035 / SEC#: 801-68315, 8-51278
Contact information
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 53,106,235 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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