Christine C. Mccasland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine C Mccasland, who also goes by Christine M Cognetti, Christine Marie Cognetti, Christine M Cognetti Mccasland, Christine Cognetti Mccasland, Christine Mccasland, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1999. Christine had worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2022 - September 5, 2023
E*TRADE SECURITIES LLC
June 1, 2009 - February 16, 2026
MORGAN STANLEY
June 1, 2009 - February 16, 2026
MORGAN STANLEY
March 29, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
November 2, 2005 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 7, 2004 - September 28, 2005
CREDIT SUISSE SECURITIES (USA) LLC
January 17, 2003 - September 28, 2005
CREDIT SUISSE SECURITIES (USA) LLC
December 16, 1999 - January 17, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
E*TRADE SECURITIES LLC
CRD#: 29106 / SEC#: , 8-44112
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETCM HOLDINGS, LLC | OWNER | |
| ADRIEN, JACQUES C | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 2996942 |
| FINN, JED | MANAGER | 5658048 |
| GREANEY, BRIAN JOSEPH | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 3274607 |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER | 4928947 |
| HENNESSY, MICHAEL S | MANAGER | 1988660 |
| JANOVER, JAMES T | MANAGER | 2818307 |
| TURNER, CHAD EDWARD | PRESIDENT AND CHIEF EXECUTIVE OFFICER,MANAGER | 6009808 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 139 |
Red Flags
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