Claudiu A. Barbos

AMPLIFY FINANCIAL

SCOTTSDALE, AZ 85260

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CRD#: 4032087

Professional summary

Claudiu A. Barbos is a registered financial advisor currently at AMPLIFY FINANCIAL, LLC located in Scottsdale, Arizona and AAG CAPITAL, INC located in Wesley Chapel, Florida.

Claudiu is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Claudiu has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JUNE 2001; HOMESMART REALTY, SCOTTSDALE, AZ; NON INVESTMENT RELATED; REAL ESTATE SALES; REAL ESTATE SALESPERSON; BUYING/SELLING REAL ESTATE; DEVOTE 15 HRS/MONTH DURING NON MARKET HOURS. 2. JUNE 2021; ASHTON THOMAS PRIVATE WEALTH, SCOTTSDALE, AZ; INVESTMENT RELATED; RIA; SENIOR DIRECTOR, HEAD TRADER AND PORTFOLIO MANAGER; RESEARCH, BUILD, IMPLEMENT FIXED INCOME PORTFOLIO; DEVOTE 160 HRS/MONTH DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudiu A. Barbos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2024 - Present

AMPLIFY FINANCIAL, LLC

Office #1: 8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260

RIA

CRD#: 325721

SCOTTSDALE, AZ

Current

November 5, 2025 - Present

AAG CAPITAL, INC

Office #1: 2211 Ashley Oaks Circle, Wesley Chapel, FL 33544

CRD#: 188

Wesley Chapel, FL

Past

October 23, 2024 - November 17, 2025

ASHTON THOMAS SECURITIES, LLC

RIA

CRD#: 16629

Scottsdale, AZ

Past

October 10, 2024 - November 17, 2025

ASHTON THOMAS SECURITIES, LLC

CRD#: 16629

Scottsdale, AZ

Past

August 31, 2022 - November 17, 2025

ASHTON THOMAS PRIVATE WEALTH

RIA

CRD#: 153902

SCOTTSDALE, AZ

Past

July 15, 2021 - October 15, 2024

M. S. HOWELLS & CO.

CRD#: 104100

SCOTTSDALE, AZ

Past

June 9, 2021 - June 10, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

June 3, 2019 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Chandler, AZ

Past

October 4, 1999 - March 15, 2018

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMPLIFY FINANCIAL, LLC

CRD#: 325721 / SEC#: 801-128942

RIA

Registered Investment Advisory firm - (10/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(8/14/2024)

Arizona
(11/17/2025)

Florida
(11/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 10/16/2024

Municipal Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 10/10/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMPLIFY FINANCIAL, LLC

CRD#: 325721 / SEC#: 801-128942

RIA

Registered Investment Advisory firm - (10/20/2023 Approved)

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Contact information

Main Address

8605 East Raintree Drive Suite 275, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 562-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	1,066
AUM (Assets Under Management)	$ 268,835,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Claudiu A. Barbos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudiu A. Barbos's CRS (Customer Relationship Summary).

Certified licenses

Experience

AAG CAPITAL, INC

ASHTON THOMAS SECURITIES, LLC

ASHTON THOMAS SECURITIES, LLC

ASHTON THOMAS PRIVATE WEALTH

M. S. HOWELLS & CO.

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

AMPLIFY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2022

Series 63

Date: 10/8/1999

Series 52TO

Date: 10/16/2024

Series 6TO

Date: 10/10/2024

SIE

Date: 3/15/2018

Series 7

Date: 4/30/2001

Series 6

Date: 10/1/1999

Series 24

Date: 3/10/2020

FINRA

Current Firm

AMPLIFY FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMPLIFY FINANCIAL, LLC

TRUST BUT VERIFY

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