Vadim Archipov

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CRD#: 4031847

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vadim Archipov was a registered financial professional .

Vadim is a previously registered financial professional and started their career in finance in 1999. Vadim had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 17, 2015 - December 31, 2016

WEALTH TEAMS ALLIANCE

RIA

CRD#: 168907

SAINT PETERSBURG, FL

Past

January 26, 2007 - December 15, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

September 26, 2006 - December 15, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 26, 2006 - December 15, 2014

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

March 18, 2005 - September 20, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 23, 2001 - March 14, 2005

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

November 26, 1999 - April 18, 2001

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH TEAMS ALLIANCE

CRD#: 168907 / SEC#: 801-122977

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

California

Registered Investment Advisory firm - (1/21/2023 Terminated)

Colorado

Registered Investment Advisory firm - (11/9/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/22/2022 Terminated)

Kansas

Registered Investment Advisory firm - (12/22/2022 Terminated)

Michigan

Registered Investment Advisory firm - (11/16/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (3/13/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - (11/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/15/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/24/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/25/2005

General Securities Principal Examination

Current Firm

WEALTH TEAMS ALLIANCE

CRD#: 168907 / SEC#: 801-122977

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

California

Registered Investment Advisory firm - (1/21/2023 Terminated)

Colorado

Registered Investment Advisory firm - (11/9/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/22/2022 Terminated)

Kansas

Registered Investment Advisory firm - (12/22/2022 Terminated)

Michigan

Registered Investment Advisory firm - (11/16/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (3/13/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - (11/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2022 Terminated)

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Contact information

Main Address

15520 Rockfield Blvd Suite G, Irvine, CA 92618

Mailing Address

Phone number

(877) 282-4768

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH TEAMS ALLIANCE WRAP BROCHURE (3/28/2025)

WEALTH TEAMS ALLIANCE ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	950
AUM (Assets Under Management)	$ 205,554,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vadim Archipov

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

Primary Firm SEC Registration

WEALTH TEAMS ALLIANCE

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2007

Series 63

Date: 2/28/2000

SIE

Date: 12/15/2014

Series 7

Date: 12/13/2004

Series 6

Date: 11/24/1999

Series 24

Date: 4/25/2005

Current Firm

WEALTH TEAMS ALLIANCE

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH TEAMS ALLIANCE

TRUST BUT VERIFY

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